APPENDIX A

FORMAT FOR ELECTRONIC TRANSMISSION OF EXPOSURE DATA


Contents:
Introduction
Media Requirements
Transmittal Letters
Expected Data
File Structure
   Header Record
   Form 5 Dose Record
   Form 5 Intake Record
   Form 5 Comment Record

Introduction

The following outlines a means by which licensees may satisfy the requirements of 10 CFR 20.2206, "Reports of Individual Monitoring," in an electronic format by submitting magnetic disks, cartridges, or tape with formatted radiation exposure data.


Media Requirements

Each of the following data storage media is compatible with the Radiation Exposure Information Reporting System (REIRS). The electronic media listed below are preferred by NRC for these submissions and are presented in the order of preference. However, licensees are encouraged to submit data on whatever system is compatible with their existing systems. Other forms of data submission may also be acceptable. NRC will provide additional guidance to licensees upon request to the REIRS Project Manager.

	PC Diskettes
	3-1/2" or 5-1/4"
	Double sided, high or double density
	Standard IBM-DOS format
	ASCII character format


	Magnetic Tape
	8 mm tape cartridges
	Data quality
	ASCII or EBCDIC format

Transmittal Letters

With the submission of each disk, tape, or cartridge, the licensee should also submit a transmittal letter containing information that will minimize processing time and help resolve possible discrepancies. Each letter should contain the following information, as a minimum:
File nameDescriptive name of the file or files contained on the disk.
Date CreatedDate each file was created.
Operating systemOperating system and version used to format the disk.
ContactName and telephone number of the person knowledgeable about each file.
Other instructionsComments or explanation regarding the submission, the actual date, the data format, or the other important information.
Signature and date Dated signature of the licensee authorized representative responsible for the data.


Expected Data

One routine Form 5 is expected for each monitored individual at the facility for the monitoring year. There may also be a PSE Form 5 for some individuals. Because there are to be few repetitions of employee information, the employee information is included in the Form 5 Dose Record. The primary license number is also included in each Form 5 Dose Record to ensure that the records are assigned to the proper facility.


File Structure

The file structure consists of a Header Record which provides information about the source of the data file followed by Form 5 Dose Records and supporting Form 5 Intake Records. Each record contains only ASCII or EBCIDIC printable characters and is terminated with a Carriage Return (CR) and a Line Feed (LF). All empty space in a field is padded with spaces. Text strings are expected to be left justified in a field and numbers are expected to be right justified in a field.


Header Record

The following record type occurs only once at the top of each data file to identify the source of the data.
Field WIDTH START COL. END COL. Description
Primary_License 13 1 13 Primary NRC License Number
Preparation_Date 8 15 22 Date the record was written to the data file formatted as 'YYYYMMDD"
Licensee_Name 72 24 95 Name of NRC Licensee
Contact 72 97 168 Name of person to contact for further information about this data file.
Phone_Number 14 170 183 Contact's phone number
Other_License_1 13 185 197 Other related NRC License numbers.
Other_License_2 13 199 211 Other related NRC License numbers.
Other_License_3 13 213 225 Other related NRC License numbers.
Other_License_4 13 227 239 Other related NRC License numbers.
Other_License_5 13 241 253 Other related NRC License numbers.
Other_License_6 13 255 267 Other related NRC License numbers.
Other_License_7 13 269 281 Other related NRC License numbers.
Other_License_8 13 283 295 Other related NRC License numbers.
Other_License_9 13 297 309 Other related NRC License numbers.
Other_License_10 13 311 323 Other related NRC License numbers.


Form 5 Dose Record

The following record type occurs once for each Form 5 being reported. It is followed by zero or more Form 5 Intake Records.
Field Width StartCol. EndCol. Description
Employee_ID 12 1 12SSN, PPN, CSI, WPN, IND, or OTH. IDs should have no punctuation.
ID_Type 3 14 16'SSN', 'PPN', 'CSI', 'WPN', 'IND', or 'OTH'
Primary_License 13 18 30Primary NRC License Number
Preparation_Date 8 32 39Date the record was written to the data file formatted as 'YYYYMMDD'.
Record_Type 1 41 41'D' = Dose
First_Name 25 43 67Employee's Full First Name (no nicknames)
Middle_Initial 1 69 69Employee's Middle Initial
Last_Name 25 71 95Employee's Last Name. Titles such as "Jr" should be separated from the last name by a space. No punctuation should be used in the title.
Sex 1 97 97Employee's Sex. 'M' = Male and 'F' = Female
Birth_Date 8 99 106Employee's Date of Birth ('YYYYMMDD')
Monitoring_Start 8 108 115Date monitoring began ('YYYYMMDD'). This is typically January 1 of the monitoring year for everyone except new hires.
Monitoring_End 8 117 124Date monitoring ended ('YYYYMMDD'). This is typically December 31 of the monitoring year for everyone except terminations.
Report_Type 1 126 126'R' = Record, or 'E' = Estimate
Exposure_Type 1 128 128'R' = Routine, or 'P' = PSE
DDE 8 130 137Deep Dose Equivalent in rem. This can be formatted as '999.999'.
LDE 8 139 146Eye Dose Equivalent to the Lens of the Eye in rem. This can be formatted as '999.999'.
SDE_WB 8 148 155Shallow Dose Equivalent, Whole Body in rem. This can be formatted as '999.999'.
SDE_ME 8 157 164Shallow Dose Equivalent, Max Extremity in rem. This can be formatted as '999.999'.
CEDE 8 166 173Committed Effective Dose Equivalent in rem. This can be formatted as '999.999'.
CDE 8 175 182Committed Dose Equivalent. This can be formatted as '999.999'.
TEDE 8 184 191Total Effective Dose Equivalent. This can be formatted as '999.999'.
TODE 8 193 200Total Organ Dose Equivalent, Maximally Exposed. This can be formatted as '999.999'. Organ


Form 5 Intake Record

The following record type occurs once for each intake on the Form 5 being reported.
Field Width StartCol. EndCol.Description
Employee_ID 12 1 12All IDs should have their normal punctuation.
ID_Type 3 14 16'SSN', 'PPN', 'CSI', 'WPN', 'IDL', 'IND' or 'OTH'
Primary_License 13 18 30Primary NRC License Number
Preparation_Date 8 32 39This is the date from the parent Form 5 Dose Record formatted as 'YYYYMMDD'.
Record_Type 1 41 41'I' = Intake
Radionuclide 9 43 51Radionuclide abbreviation with the hyphen.
Class 1 53 53'D', 'Y', 'W', 'V' or 'O' for other.
Mode 1 55 55'H' = Inhalation, 'B' = Absorption, 'J' = Injection, or 'G' = Ingestion
Intake 10 57 66The amount of uCi for the radionuclide. This can be expressed in scientific notation using the format '+9.999E+99' or as a decimal number of less than 9 digits.


Form 5 Comment Record

The following record type occurs only when comments are necessary to explain special exposure calculations or overexposures.
Field Width StartCol EndCol. Description
Employee_ID 12 1 12 IDs should have no punctuation.
ID_Type 3 14 16 'SSN,' 'PPN,' 'CSI,' 'WPN,' 'IDL,' 'IND,' or 'OTH.'
Primary_License 13 18 30 Primary NRC license Number.
Preparation_Date 8 32 39 this is the date from the parent Form 5 Dose Record formatted 'YYYYMMDD'.
Record_Type 1 41 41 'C' = Comment
Comment 240 43 282 Explanatory comment when needed.


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